Hepatocellular carcinoma is the most common form of liver cancer, representing 70% to 85% of primary hepatic malignancies in adults. Liver transplant is an optimal treatment for patients with hepatocellular carcinoma because it eliminates the malignancy as well as the often-underlying liver cirrhosis and restores normal liver function. Since the development of strict selection criteria in hepatocellular carcinoma patients undergoing liver transplant with the implementation of the Milan criteria, patient survival and recurrence rates after liver transplant have dramatically improved. However, several research groups are now seeking to expand this criteria to include more patients with larger tumors who may achieve similar postliver transplant survival rates as those patients meeting current eligibility requirements. Currently, in approximately 20% of patients, hepatocellular carcinoma recurrence is still the rate-limiting event that clearly affects patient survival.
Given the limited number of grafts available for transplant, the poor prognosis of untreated hepatocellular carcinoma, and the recent notion of expanding selection criteria, strategies for reducing the rate of, monitoring and treating hepatocellular carcinoma recurrence, in both pretransplants and posttransplants, are explored in this review. We review the available literature to better understand current strategies available to optimize long-term clinical outcomes.
Key words : Liver cancer, Recurrence, Liver transplantation
Introduction
Hepatocellular carcinoma (HCC) is the most common form of liver cancer, representing 70% to 85% of primary hepatic malignancies in adults.1 The incidence of HCC is increasing, likely attributable to the increased prevalence of hepatitis C and possibly nonalcoholic fatty liver disease.2 Indeed, a large cohort of patients infected with hepatitis C several decades ago are now expected to seek medical care and present with complications of cirrhosis.3 Because HCC tends to arise in the setting of cirrhosis, liver transplant (LT) is the ultimate life-saving modality because it removes the diseased liver along with macroscopic and microscopic cancer cells.4
In the United States, the use of LT for the treatment of HCC has increased exponentially: 985 patients were transplanted for HCC between 1988 and 2001, while 5045 were transplanted for HCC between 2002 and 2007.5, 6 The 5-year survival in patients transplanted for HCC ranges from 48.2% to 80%.4, 7-10 However, HCC recurrence is a rate-limiting event, which clearly affects patient survival. Factors associated with tumor recurrence include tumor burden and vascular invasion.4, 5, 7, 9, 11-17 Recurrence tends to occur in 6.4% to 21.2% of patients8, 9, 11, 12 (Table 1). The 5-year patient survival rate after HCC recurrence is only 22%.12
Despite the effect of HCC recurrence in LT recipients, there is no established guideline addressing its management.18 An understanding of the clinical experience with HCC recurrence in the available published literature is critical to developing a rational strategy for care of these patients. Our review evaluates pretransplant and posttransplant strategies to prevent, monitor, and treat recurrent HCC in LT recipients.
Materials and Methods
Search strategy and identification of studies
We searched all available studies since 2002, the year the Model of End-Stage
Liver Disease score was adopted for organ allocation for patients awaiting liver
transplant. As MEDLINE search alone was not sufficiently sensitive, we also
searched the bibliographies of identified articles. Two authors (JR and NY)
independently reviewed the MEDLINE search results to select articles applicable
for inclusion in this review; discrepancies between the 2 authors were
adjudicated by a third author (SS) who served as a tiebreaker.
Inclusion and exclusion criteria
We included studies published in scientific journals that provided information
about safety, tolerability and/or efficacy of therapies in the setting of liver
transplant (orthotopic and living donor) for the treatment of HCC, whether as
adjuvant (treatment after transplant but before recurrence) or therapeutic
(treatment after recurrence) intervention. This included case reports, case
series, retrospective, and prospective studies. Studies were excluded if they
did not specify outcome data for patients receiving therapy, were not available
in English, or were animal studies.
Results
Pretransplant—prevention of hepatocellular carcinoma recurrence
Preoperative variables
Several clinical variables that independently influence HCC tumor recurrence
after LT, and patients’ survival has been identified that include tumor size,
serum α-fetoprotein (AFP) level, vascular invasion, and tumor cell
differentiation. Other donor factors, such as older donor age, have been
implicated, but further studies are required to characterize the effect of these
influences.19
Tumor size
Many studies have found that increasing tumor burden is directly related to HCC
recurrence after transplant. Mazzaferro and associates showed that survival is
associated with size and number of tumors.4 Patient survival was significantly
increased when the transplant criteria included a single tumor (5 cm in diameter
or smaller), or no more than 3 tumor nodules (each less than 3 cm in diameter).
Overall, recurrence-free 4-year survival for patients meeting these criteria was
83% compared with only 59% in those whose tumor size surpassed the selection
parameters.4 However, despite appropriate preoperative imaging, 27% of patients
were assigned incorrect staging, mostly under-staged before LT, likely having a
negative effect on survival.
Since 2002, a Model of End-Stage Liver Disease priority has been given to HCC patients within the Milan criteria which has led to a 6-fold increase in the proportion of patients with HCC who are transplanted.20 However, the even broader University of California, San Francisco (UCSF) criteria were developed to increase further patient eligibility for transplant while achieving satisfactory survival rates. The UCSF criteria include solitary tumor ≤ 6.5 cm, or 3 or fewer nodules with the largest lesion ≤ 4.5 cm and total tumor diameter ≤ 8 cm without gross vascular invasion.21, 22 Several studies have revealed that survival rates achieved with LT in HCC patients are comparable when UCSF criteria compared with Milan criteria are used for patient selection.8, 21, 22 The risk of developing tumor recurrence is the main argument against expanding eligibility criteria.13, 23, 24 In a recent metaanalysis of 74 studies by Germani and associates, the authors found that patients receiving LT beyond the Milan criteria have increased risk of recurrence and worse overall survival, which includes an increased risk of death if transplanted outside the Milan criteria, but within the more inclusive UCSF criteria.25 Therefore, relaxing the tight parameters defined in the Milan criteria on pre-LT tumor size adversely affects post-LT outcomes.
Alpha-fetoprotein level
There is increasing interest in using AFP levels to predict patient survival and
HCC recurrence in liver transplant recipients. For instance, the results of 2
recent studies identified that AFP levels greater than 400 µg/L were associated
with decreased overall survival after LT.26, 27 Using the Scientific Registry of
Transplant Recipients database, one study identified total tumor volume and AFP
level > 400 µg/L as the only predictive factors of patient survival after
transplant.26 However, HCC recurrence could not be evaluated. Likewise Merani
and associates showed that patient survival was increased if the AFP level was
reduced < 400 µg/L with locoregional control when compared with those patients
whose AFP level did not decrease with treatment.27
The rate of AFP increase also has been associated with recurrent HCC in liver transplant recipients.28, 29 Vibert and associates found that HCC recurrence occurred significantly more often in patients who had a rise in AFP > 15 µg/L/mo before transplant.28 Using multivariate analysis, Han and associates found that a preoperative AFP increase of 50 µg/L/mo was an independent predictor of HCC recurrence.29 Different preoperative AFP cutoff values have been proposed in the literature, and determining the correct value in terms of selection criteria to apply to these patients is still debatable.
Vascular invasion/differentiation of hepatocellular carcinoma
Moderately to poorly differentiated HCC, presence of vascular invasion, and
lymph node metastasis of the tumor also have been recognized as significant
predictors for recurrence.7 Studies have confirmed that both microvascular
invasion and macrovascular invasion seen on liver explant’s correlate with an
increased incidence of HCC recurrence after LT.30 While macrovascular invasion
can be observed on preoperative imaging studies, microvascular invasion is much
more difficult to predict. Several groups have reported that increasing tumor
size, number of nodules, and degree of differentiation predicts the presence of
microvascular invasion.31-38 Tumor size greater than 2-5 cm has been correlated
with increased risk of microvascular invasion, as has the existence of multiple
tumor nodules and lower histologic grade. Conversely, the degree of tumor cell
differentiation is inversely associated with recurrent disease in that
well-differentiated HCC is associated with decreased risk for recurrence.39 Cillo and associates studied 48 patients with HCC in a prospective manner and
found that patients with moderately to well-differentiated tumors had a 75%
actuarial survival rate and 92% recurrence-free survival rate.40 Thus, the
degree of tumor differentiation and presence of vascular invasion before LT are
predictors of post-LT HCC recurrence, but both are determined on explant
pathology and are not as useful clinically during the selection process.
Metastatic disease
Metastatic disease found in HCC patients before LT is an absolute
contraindication to transplant, and these patients should not receive LT, as
their long-term survival is presumably poor.
Preoperative staging
Implementation of rigorous selection criteria for LT in patients with HCC has
led to improved recurrence-free survival over the past several decades.
Preoperative staging is critical to appropriate patient selection and ultimately
to organ allocation. However, up to 66% of patients are often staged incorrectly
before transplant.41, 42 Despite identifying the aforementioned clinical
parameters that group patients as “high risk,” cancer recurrence is often the
result of microfoci of extrahepatic disease.12, 43 Limitations of preoperative
imaging and tumor growth while on the waiting list likely prevents achievement
of the full survival benefit of LT.7 Accurate quantification of tumor size and
number with the addition of tumor biomarkers and the degree of differentiation
would reduce use of LT in more-advanced disease, thus maximizing allocation of
LT to those persons most likely to benefit.
Locoregional therapy before liver transplant
While waiting for LT, HCC is often treated to down-stage the tumor and/or
prevent disease progression, with the aim of prolonging wait list time,
preventing posttransplant recurrence, and improving overall posttransplant
survival.44-46 These treatments usually involve locoregional control with
radiofrequency ablation (RFA), percutaneous ethanol injection (PEI), or acetic
acid injection and transarterial chemoembolization (TACE) (Table 2). Yet, it is
currently unclear if locoregional therapy truly has a positive effect on
preventing posttransplant recurrence and improving posttransplant outcomes.
Several retrospective and prospective studies have shown conflicting results
regarding whether or not locoregional therapy decreases posttransplant HCC
recurrence.
Transarterial chemoembolization
Clinical studies examining the role of TACE alone in treating HCC before
transplant have failed to demonstrate a survival benefit and found no
significant effect on recurrence of HCC after transplant.12, 47, 48 A study
evaluating TACE monotherapy before transplant showed an association with
recurrence in patients who had partial necrosis after TACE compared with those
with better response after TACE.49
Radiofrequency ablation
Studies exploring the use of pre-LT RFA have shown mixed results. Lu and
associates investigated 52 patients accepted for LT who underwent RFA as
pretreatment.50 Forty-one of 52 patients underwent transplant and 3 dropped out
owing to tumor progression. The 1- and 3-year survival rates after LT were 85%
and 76%, which is comparable to overall survival after LT in patient’s without
HCC.50 Additionally, no patients developed recurrent HCC by the end of the study
at 3 years. When use of RFA as pre-LT treatment was studied prospectively, the 2
recurrences observed in 50 patients were in patients with partial response to
RFA, both with tumors > 5 cm.51 In a retrospective study of 64 patients
undergoing pretransplant ablative therapy, Porrett had conflicting results.52
The authors found no significant difference between the treated and untreated
groups in overall survival, disease-free survival, cancer recurrence, or
mortality from cancer recurrence after 36 months of follow-up.52 While it is
difficult to discern a positive effect of pre-LT RFA based on these conflicting
studies, RFA may inhibit tumor progression in patients on the wait list and
decrease HCC recurrence after LT. More studies are required to make strong
evidence-based conclusions on this treatment for evaluating HCC recurrence.
Transarterial chemoembolization, percutaneous ethanol injection, or acetic acid
injection and radiofrequency ablation
A recent study from Lao and associates described a significant benefit in
reducing the likelihood of recurrence in patients awaiting transplant for HCC
who undergo any type of monotherapy (RFA, TACE, PEI) as pretreatment.53 The
authors reported a lower incidence of recurrence in patients with T1 and T2
tumors associated with any type of pretransplant therapy, which is in direct
contrast with the previous aforementioned studies, but consistent with the
observations of Yao and associates, who demonstrated that locoregional therapy
before transplant conferred a survival benefit for larger tumors.53, 54 In a
subgroup analysis of patients with T3 tumors, the 1- and 5-year recurrence-free
survival of the 29 patients with preoperative treatment was 93.1% and 85.9%,
significantly better than the 1- and 5-year respective survival rates of 68.6%
and 51.4% for the 7 patients in the group without preoperative treatment.54 In a
prospective study of 30 patients by Yao and associates evaluating the outcome of
patients treated with locoregional therapy intended for tumor down-staging, the
authors found no evidence of HCC recurrence in patients who had been treated.55
Thirty patients were enrolled, and 21 met criteria for down-staging with locoregional therapy. Sixteen of 21 patients received LT, with no episodes of
recurrence at a median follow-up of 16 months; however, the authors note the
relatively short follow-up.55 Several other investigators have found that
patients with a complete or partial response to locoregional therapy trend
toward improved survival, although this finding is not statistically
significant.56, 57 Owing to the lack of large multicenter randomized prospective
trials, no firm conclusions can be made yet on the role of locoregional therapy
as a pretreatment modality to prevent HCC recurrence and improve survival after
LT.
Adjuvant chemotherapy
Systemic chemotherapy has been studied as an adjuvant agent during the initial
LT with the goal of decreasing HCC recurrence in high-risk patients. Sorafenib
has gained attention owing to its positive effects on survival in HCC patients
who have not undergone LT. Although promising, using sorafenib before LT to
decrease the incidence of recurrence of HCC after LT has not been sufficiently
evaluated. Borentain and associates published a case report of a patient treated
with sorafenib before transplant, in which the transplant was safely performed
and in which histologic examination showed complete necrosis of the largest
tumor nodule.58 In a case series of 7 patients, Saidi and associates also showed
that sorafenib did not negatively affect the postoperative course and seemed
relatively safe in LT recipients.59
In a pilot study of 33 HCC patients listed for transplant by Truesdale and associates, 10 patients were treated with sorafenib before LT. The authors found that the sorafenib group had a higher rate of early biliary complications (67% compared to 17% in the control group). Additionally, there was more acute cellular rejection in the sorafenib group compared with the control group (67% vs 22%).60 However, overall death rates were not significantly different in either group. There was no comment on sorafenib’s effect on HCC recurrence by the investigators in this study. In a retrospective study by Saab and associates, sorafenib was given to 8 patients with a higher risk of HCC recurrence based on presence of poor tumor differentiation, tumor staging beyond the Milan criteria, and presence of lymphovascular invasion. The authors found in this small study that in treated patients compared with controls, recurrence was increased for patients with microvascular invasion (0% vs 57%), tumors exceeding UCSF criteria (17% vs 43%), and tumors showed both features on explant pathology (0% vs 50%).61 Additional large-scale studies are required to evaluate sorafenib use before LT regarding efficacy and safety.
Another systemic agent with potential activity against recurrent HCC includes 131I-labelled metuximab (also known as licartin). It is a murine monoclonal antibody directed against HCC cells with a certain antigen, HAb18G/CD147. A group from China tested licartin in a placebo-controlled randomized double-blind study of 60 patients after LT with HCC as adjuvant therapy.62 Thirty patients received licartin 3 weeks after LT. While the follow-up was short, the results are optimistic. At 1-year follow-up, the recurrence rate in the treatment group was 26.7% compared with a recurrence rate of 57.1% in the control group with a difference of 30.4%, which was statistically significant. Additionally, the survival rate increased by 20.6% in the treatment group compared with the control group, and medication was well tolerated without any treatment-related toxic effects.62
Other than sorafenib and licartin, no systemic treatment has been shown to prolong survival in patients with locally advanced or metastatic HCC in a randomized prospective trial. Standard systemic chemotherapy, usually based on a doxorubicin regimen, does not provide a clear benefit in terms of survival or in preventing recurrence. Several studies of adjuvant chemotherapy in patients with HCC undergoing LT have shown mixed results. The varied treatment regimens, small sample size, and poor quality of studies without adequate controls make it difficult to establish a conclusion on this practice. In a prospective randomized study from Soderdahl and associates from Sweden evaluating whether adjuvant chemotherapy could prevent recurrence in 42 patients undergoing LT for HCC, adjuvant therapy with low-dose doxorubicin did not improve survival or prevent recurrence.63 Three-year overall survival and disease-free survival in the control group were 70% and 50%. In the chemotherapy group, both overall survival and disease-free survival were 63%. Freedom from recurrence at 3 years was 55% in controls and 74% in the chemotherapy group. None of these differences was statistically significant, and only 59% of patients tolerated the prescheduled number of doses owing to adverse events of the medication.63
Several recent studies highlight a potential benefit with use of adjuvant chemotherapy; however, sample size for each study is small. Hsieh and colleagues studied 45 patients after LT for HCC, assessing the use of adjuvant gemcitabine and cisplatin chemotherapy on disease-free survival.64 The authors found that patients who fit the Milan criteria and patients who did not fit Milan criteria (but received adjuvant chemotherapy) did better with respect to disease-free survival than did a group of patients who did not fit Milan criteria and did not receive chemotherapy. The chemotherapy regimen was fairly well tolerated, with 100% completion rate of chemotherapy, although the study was small and not randomized.64 This study revealed that there may be promise in treating LT patients who fall outside of Milan criteria with adjuvant chemotherapy.
In the most recent randomized prospective trial, Zhang and associates evaluated the efficacy of postoperative adjuvant chemotherapy with the FOLFOX chemotherapy regimen in LT patients who did not meet the Milan criteria.65 Fifty-eight patients were randomized to either a FOLFOX treatment group after LT or LT alone. The authors concluded that the treatment group had improved median survival by 4.57 months with combination chemotherapy. The 1- and 3-year survival rates were 89.7% and 79.3% with chemotherapy versus 69.0% and 62.1% without chemotherapy. The 6-month tumor-free survival rate was 24.1% higher with chemotherapy than without. The recurrence rate after LT was significantly different between the 2 groups at 6 months, but not at 3 years.65 The chemotherapy regimen was generally well tolerated. Post-LT adjuvant chemotherapy with the FOLFOX regimen did not prevent tumor recurrence after LT, but may have improved the survival of HCC patients after LT who did not meet the Milan criteria.65
Posttransplant—Immunosuppression effects on hepatocellular carcinoma recurrence
Current evidence suggests that standard immunosuppression regimens with
calcineurin inhibitors (CNI) and corticosteroids increase the risk of HCC
recurrence (Table 3). Cyclosporine and tacrolimus, the most-common
immunosuppressants used, have been reported to increase posttransplant risk of
recurrence of HCC in a dose-dependent manner.66 However, it is not clear if
there is a differential risk with either CNI.
Sirolimus
A novel group of immunosuppressants, mammalian target of rapamycin (mTOR)
inhibitors including sirolimus and everolimus, have antineoplastic effects, and
can maintain antiproliferative effects at drug levels achieved with current
immunosuppression dosages.67 When sirolimus is used for immunosuppression after
transplant in HCC patients, multiple retrospective studies and case reports have
revealed trends of lower recurrence rate and metastasis of HCC after LT.68-78
However, the timing of when to start mTOR inhibitors after LT is debatable, particularly with early reports of hepatic artery thrombosis when sirolimus is used immediately after transplant.79, 80 It is also unclear if mTOR should be used at the time of HCC recurrence. Use of sirolimus is not standardized and has been studied in different combinations with other immunosuppressive agents and at different time points, thus the studies are difficult to interpret. In a recent metaanalysis of 5 studies with a total of 2950 participants, Liang and associates found a clear benefit on 1-, 3-, and 5-year patient survival for sirolimus-based immunosuppression versus sirolimus-free regimens.81 Additionally, sirolimus-based regimens were associated with a significant decrease in HCC recurrence rates with no significant decrease in the frequency of posttransplant complications.81 Results of an ongoing prospective randomized trial evaluating mTOR-inhibitor–based immunosuppression versus mTOR-free immunosuppression in LT patients are awaited.82
Corticosteroid effect on hepatocellular carcinoma recurrence
Currently, the use of corticosteroids (CS) for immunosuppression in LT is
commonly use to prevent and treat LT rejection.83 However, there is also concern
that CS may play a role in HCC recurrence after LT. A dated study from Italy
found that the withdrawal of steroids by 6 months decreased the risk of HCC
recurrence compared with continuous, prolonged steroid use.84 Several
more-recent studies have evaluated early withdrawal of CS with conflicting
results. Chen and associates assessed 54 patients undergoing LT for HCC. They
divided patients into 2 groups: a 3-month steroid withdrawal group and a steroid
maintenance group. In a 1-year follow-up, the authors found that the incidence
of rejection was not different in either group, but tumor recurrence rates were
significantly decreased in the steroid withdrawal group compared to the
maintenance group, 39% versus 62%. One-year survival rates were not
significantly different, which, according to the authors, was likely due to
small sample size and short-term follow-up.85 While Chen could show a difference
in HCC recurrence rates, Kim and associates found no difference in HCC
recurrence between patients treated with a short course of CS compared with
those treated with prolonged CS treatment after LT. Actually, higher tumor
recurrence rates were found in the early withdrawal group compared with late
withdrawal, although not statistically significant.86 Further prospective
randomized studies are required to reach accurate conclusions on the effect of
CS on recurrence of HCC and the safety of a quick steroid taper with respect to
rejection.
Mycophenolate mofetil
The use of mycophenolate mofetil as an immunosuppressant has increased
dramatically in the past decade87; however, there currently are not enough data
to comment on its effect on HCC recurrence after LT.
Surveillance for hepatocellular carcinoma recurrence
Currently, there is a dearth of literature on the subject of monitoring HCC
patients after LT for recurrence. Because HCC recurrence after LT clearly
effects outcomes and survival, it is a priority for early discovery. There is no
standardized way to monitor these patients across institutions; however, most
programs combine regular imaging studies with AFP levels at regular close
intervals for several years. At our institution, University of California, Los
Angeles, patients are split into categories depending on their risk of
recurrence. Any patient with lymphovascular invasion or explant pathology
suggestive of high risk will receive surveillance imaging of the chest, abdomen,
and pelvis, and AFP levels every 3 months for 2 years. After 2 years, the
patients undergo surveillance every 6 to 12 months for 3 years. If there is no
lymphovascular invasion, the patient receives surveillance imaging every 6
months for 3 years, then annually for 2 years. Both patient groups undergo
testing for AFP levels every 3 months for life. It is unclear if this is the
best strategy, as there is no literature on the subject. It should be a goal to
make a standardized method for monitoring these patients across institutions
that is based on randomized data. Additionally, it is unknown if other HCC
biomarkers, such as AFP-L3, DCP, and ferritin levels would be useful in this
population.
Posttransplant—Treatment of hepatocellular carcinoma recurrence after transplant
Resection
Very few treatment options are available for patients with recurrent HCC after
LT. Most patients present with disseminated disease and are not candidates for
surgical therapy.88 Surgical resection often is used in a subgroup of patients
with localized recurrence as it may confer a survival advantage. A few groups
have reported results in a small number of patients suggesting increased
survival for patients undergoing resection. Roayaie and associates observed 57
recurrences in 311 patients who had transplants for HCC.12 Five patients
underwent liver resection and 7 patients underwent lung resection. Survival in
patients treated with surgical resection was significantly better than those who
were not: patients who underwent resection had a 47% survival rate at 5 years
compared with a twenty-two percent 5-year survival rate for patients with
recurrence who did not undergo resection.12 Kornberg and associates also
identified survival advantage for patients undergoing surgical resection for
recurrent HCC.24 The authors evaluated 16 recurrences after LT in 60 patients
transplanted for HCC. Seven patients were candidates for surgical resection,
while 9 patients received only adjuvant treatment or general medical support.
Median survival duration after recurrence was 65 months in patients amenable to
surgical therapy, and 5 months in patients unsuitable for surgical intervention.
Multivariate analyses identified late after LT tumor relapse and surgical
therapy as independent predictors of long-term survival after tumor relapse.24
While aggressive resection of recurrent disease is not possible in many
patients, survival advantage may be achieved in patients with localized disease.
The small size of the studies in the literature limits their validity, and no
conclusions can be made.
Locoregional therapies
Select patients with unresectable HCC recurrence may undergo locoregional
therapy with potential improvement in survival. In a recent retrospective case
control study by Zhou and associates of 28 patients with unresectable recurrent
HCC, TACE was found to be associated with longer survival after LT after
diagnosing HCC recurrence.88 The median overall survival after LT for patients
in the TACE group was 865 days compared with 228 days
for those in the nonchemoembolization group
(P = .0133). While Zhou’s study has shown that locoregional therapy may be
effective in prolonging survival for patients with HCC recurrence after LT,
locoregional therapy does not seem to prevent the recurrence of new lesions.88
In a study by Ko and associates, 28 patients who underwent TACE after LT were
evaluated for tumor response, 68% of patients obtained targeted tumor reduction
in size by 25%.43 Nevertheless, intrahepatic recurrence or extrahepatic
metastasis occurred in 75% of patients in the 3-month follow-up and 93% in the
6-month follow-up, with 65% of patients having extrahepatic metastases. It is
likely that any survival benefit locoregional therapy may confer to patients
with HCC recurrence after transplant is due to control of the recognized tumor
rather than preventing new recurrences.43
Sorafenib
Sorafenib has gained significant interest in treating patients with HCC
recurrence after LT, and has shown promising results with minimal adverse
effects (Table 4).45, 58-61, 86-87 Yoon and associates found that after treating HCC recurrence with sorafenib, 6 of 10 patients showed a best response of stable
disease compared with palliative chemotherapy that resulted in stable disease of
best response in 4 of 24 patients.89 Patients on sorafenib also had longer time
to progression than did the chemotherapy group, with 5.4 months to progression
in sorafenib group versus 1.6 months in the chemotherapy group.89
Furthermore, Kim and associates performed a retrospective study analyzing 9 patients who received sorafenib after LT for HCC and found that there were no unexpected complications from interactions with immunosuppression and 4-month survival was 84% ± 15%. One patient had complete radiological remission, and 1 patient with lung recurrence was treated for nearly 18 months.90 Additionally, in a case report from Yeganeh and associates, the authors reported a complete remission after starting sorafenib in a post-LT patient with a solitary metastatic pulmonary lesion. The patient was continued on treatment for 2 years with sorafenib with tolerable adverse events and a complete response.91 Evidence from the limited studies to date indicates that sorafenib can be used in patients with recurrent HCC after LT with tolerable toxicity; however, a dosage adjustment may be required.
Discussion
Liver transplant can be the definitive treatment for a select group of patients with HCC. Not only does LT effectively remove the HCC, but it also replaces the milieu it arose from. A rate-limiting step in transplanting patients with HCC is the risk of recurrent HCC. Indeed, immunosuppressive agents likely increase the risk and rate of recurrent HCC. With the incidence of HCC increasing and the tendency to expand and relax selection criteria for transplant, an understanding of how to treat recurrent HCC is critical.
Preventing recurrent HCC starts with properly selecting patients for liver
transplant as therapy for HCC. Specifically, there are several accepted
pretransplant predictive factors of posttransplant recurrent HCC: namely, tumor
burden, presence of vascular invasion, and poor tumor differentiation. Indeed,
patients whose HCC total tumor diameter is > 10 cm have 5-fold lower survival
probability than do patients with smaller tumor diameters.25 Additionally,
patients with a tumor nodule > 5 cm have a 2.5-fold probability of developing
recurrence than do patients with smaller tumor nodules.25 Emerging data suggest
that absolute or changes of AFP serum concentration also may identify liver
transplant recipients at increased risk of recurrent HCC. Although it makes
intuitive sense that pretransplant treatment of HCC in patients waiting for
liver transplant will decrease the risk of recurrent HCC after surgery,
definitive studies are lacking. Use of sorafenib in patients actively waiting
for a liver transplant merits further study in regard to perioperative and
postoperative safety parameters.
The approach to recurrent HCC during the LT period can be classified as either
adjuvant or empiric. Unfortunately, studies on treating recurrent HCC under
either classification have been limited to small case series and case reports.
Nevertheless, an adjuvant approach should be considered in patients at high risk
of HCC recurrence such as those with lymphovascular invasion, large tumors found
at explant, and those with aggressive tumors.
The approach to treating established recurrent HCC depends if the recurrent lesion is solitary or multifocal. Based on retrospective studies in the literature, it seems that solitary lesions can often be surgically resected, which is associated with improved survival. In both solitary and multifocal recurrent HCC, systemic therapy also should be considered in the form of sorafenib and/or sirolimus. Sorafenib has shown significant promise in improving overall survival and having a tolerable safety profile in patients with recurrent HCC in the retrospective studies and case reports thus far; however, no prospective studies in LT patients have been performed.58, 59, 61, 89-91 Alternatively, there have been several smaller prospective studies on sirolimus, which showed encouraging results in LT patients at high risk for HCC recurrence when used as the de novo immunosuppressive agent and in combination with tacrolimus, in addition to the many retrospective studies, which revealed beneficial outcomes in patients on sirolimus for immunosuppression who have recurrent HCC.66-81 While promising, there are many unanswered questions regarding the use of sorafenib and sirolimus such as the timing of their introduction after transplant and the length of treatment. Prospective randomized controlled studies evaluating the immunosuppressive regimen in HCC patient’s undergoing LT, as well as treatment modalities for recurrent HCC including surgical approaches and systemic chemotherapies are eagerly anticipated in the near future.
Many challenges persist in treating HCC recurrence after liver transplant. Much of the research performed in this field is composed of small retrospective studies, sometimes with no control group as the patient sample size is relatively small. Improving study quality with multicenter prospective trials, while difficult, will lead to a better understanding of appropriate treatment in patients with HCC recurrence postliver transplant.
References:

Volume : 10
Issue : 6
Pages : 531 - 543
DOI : 10.6002/ect.2012.0085
From the Departments of 1Medicine and 2Surgery, University of California at Los
Angeles, UCLA Medical Center, 200 Medical Plaza, Suite 214, Los Angeles, CA, USA
Acknowledgements: Joshua Rubin and Noel Ayoub have no potential conflicts of
interest. Sammy Saab is on the Speaker’s Bureau for Bayer and Onyx. Fady
Kaldasis a co-principal investigator on an upcoming Bayer-sponsored study.
Corresponding author: Sammy Saab, MD, MPH, AGAF, Pfleger Liver Institute, UCLA
Medical Center, 200 Medical Plaza, Suite 214, Los Angeles, CA 90095 USA
Phone: +1 310 206 6705
Fax: +1 310 206 4197
Table 1. Tumor Recurrence Characteristics
Table 2. Locoregional Therapy in Patients Waiting for Liver Transplant
Table 3. Effect of Immunosuppression on Hepatocellular Carcinoma Recurrence
Table 4. Adjuvant Chemotherapy-Sorafenib